The Discovery of Hypnosis: The Complete Writings of James Braid (2009)

The Discovery of Hypnosis

The Discovery of Hypnosis

The Discovery of Hypnosis:

The Complete Writings of James Braid, the Father of Hypnotherapy

Foreword by Dr. Michael Heap
Edited with detailed prefatory essays by Donald Robertson
Published by the National Council for Hypnotherapy (NCH)

From the author: This is a major new publication which every hypnotherapist should possess. Just as you’d expect every psychoanalyst to have read Freud, every hypnotist should be familiar with the writings of James Braid, the founder of hypnotherapy. Braid’s writings are particularly relevant today with the growing emphasis upon evidence-based practice in psychological therapies. Contrary to popular misconception, which tends to confuse hypnotism with mesmerism, hypnotism actually originated as an early scientific critique of pseudoscientific Victorian therapies such as animal magnetism. Braid, as these writings clearly demonstrate, was an arch-sceptic and passionate empiricist, seeking a rational and common sense explanation for the phenomena of hypnotism.

Braid’s views help to powerfully counteract some of the most common misconceptions which undermine the confidence of clients and other professionals in hypnotherapy. Braid’s common sense approach makes hypnotism understandable and accessible, cutting through the confusion which followed in later decades. His ideas are surprisingly consistent with modern research on hypnosis and pre-empt certain aspects of contemporary cognitive-behavioural therapies (CBT). Braid’s writings even contain “forgotten” hypnotherapy strategies and techniques, which deserve to be revisited in modern times.

Available now from Amazon UK and Amazon.com

You can also browse the whole text online free-of-charge through Google books or visit our website and blog www.James-Braid.com

Some Reviews from Readers on Amazon

An Important Book for All Hypnotherapists – Paul Howard, hypnotherapist

This should be essential reading for all hypnotherapists, and for anyone with an interest in the history of psychology or psychotherapy. Most of Braid’s writings have been pretty much unavailable until now. 150 years on many of Braid’s ideas are still relevant. Braid’s writings show that hypnotism began as a thoroughly scientific therapy, based on criticisms of Victorian quack remedies.

Obligatory Reading – John O’Flynn, hypnotherapist

This quintessential work should be obligatory study for anyone in the field of Hypnotherapy. Donald Robertson unfolds the history of this most powerful therapy, through the words and works, the experiments and demonstrations, of Dr. James Braid, in a straightforward, deeply educational and most enlightening fashion. Excellently researched, it recounts the journey of a highly respected doctor who set out to debunk the follies of Mesmerism and found the jewel of Hypnosis. If you wish to simply understand hypnosis, or study the subject in depth, this is most certainly the book to have. I would go so far as to say, shame on anyone in the field of Cognitive Behavioural Hypnotherapy, who remains ignorant of what this book contains.

Fascinating – Tom Butler-Bowdon, self-help author

Braid was the first to put hypnotherapy on a scientific, rational footing, so today’s hypnotherapists have a lot to thank him for.

A Manchester surgeon, Braid discovered hypnotism reasonably late and like most doctors of his time considered stage hypnotists charlatans. It was only his physical examination of a hypnotised subject that convinced him an actual bodily change had taken place with non-mystical causes.

The Discovery of Hypnosis puts together Braid’s key writings and provides succinct commentary and historical context. This is an exhaustive survey and the editor has obviously mastered the material, revealing an underrated figure in the history of psychology and psychotherapy.

One of Robertson’s fascinating ideas is that Braid should not be considered simply the father of hypnotherapy, but the father of psychotherapy, given his early work into what is now called cognitive behavioural therapy.

Robertson’s clear writing style and to-the-point comments enliven the historical material, and the book itself is large and well laid out. Any hypnotherapist serious about their subject should have this book in their library. It is also a intriguing read for the layman.

Available now from Amazon UK and Amazon.com

You can also browse the whole text online free-of-charge through Google books or visit our website and blog www.James-Braid.com

AD: Diploma in Cognitive-Behavioural Hypnotherapy (UK College)

Diploma in Cognitive-Behavioural Hypnotherapy

The UK College of Hypnosis & Hypnotherapy

In my opinion, Don is one of the leading authority figures in the art of hypnotherapy and self hypnosis of his time. I would have no reservations at all in recommending him to whoever wishes to broaden their understanding of these fascinating disciplines.  (Frank Forster, Chair of AICH)

Do you want to become a professional hypnotherapist? Call the UK College now on freephone 0800 195 9809 to order a prospectus. Save 10% on the total cost of training, when paying in full before 31st October, and receive a free copy of our new book The Discovery of Hypnosis.* You can also book online on our payment page. You can reserve your place by paying a deposit and fees can easily be split over ten, monthly, interest-free payments.

The UK College of Hypnosis & Hypnotherapy is one of the country’s leading accredited hypnosis training schools. We have been established since 2003 and specialise in evidence-based and cognitive-behavioural approaches to clinical hypnotherapy.

This course can’t be improved; Donald, you are pure perfection.  I loved it! Thank you.  (Itai, Psychologist, London)

External Accreditation

People who wish to practice as hypnotherapists normally complete a diploma training approved by one of several independent professional bodies. Our diploma in cognitive-behavioural hypnotherapy is externally accredited by the National Council for Hypnotherapy (NCH) and the General Hypnotherapy Register (GHR), the two largest independent bodies in the field. Unlike most other courses, this diploma is also externally accredited by multiple professional bodies, including the Hypnotherapy Society, Hypnotherapy Association, and Register for Evidence-Based Hypnotherapy and Psychotherapy (REBHP).

The diploma is a Level 4 award issued by NCFE, a leading Government-recognised national awarding body who provide external quality assurance to verify that students are trained and assessed to adequate standards and in accord with the official National Occupational Standards (NOS) for hypnotherapy.

I thoroughly recommend this training, it’s excellent. (Vanessa, Hypnotherapist, Surrey)

Course Syllabus & Assessment

The diploma training is based upon a standard one-year diploma training which has been condensed into divided into three seven-day intensive stages. These can be spread out or close together, depending upon the needs of individual students. There are many dates to choose from, the first stage usually runs about six times each year. The total number of classroom hours, however, remains the same as a typical one-year diploma course.

Training focuses on practical face-to-face classroom exercises and group learning with rigorous online assessment following completion of the classroom training. Stage one focuses on the core skills of a hypnotherapist whereas stage 2 deals with behavioural psychology and interventions in hypnotherapy and stage 3 addresses cognitive concepts and techniques. The whole training provides a thorough grounding in modern cognitive-behavioural hypnotherapy.

Full details of the diploma training, including prices, dates, locations, and course syllabus, can be found on these pages.

I liked the relaxed, peaceful, gentle atmosphere, and sense of humour.  Don, you know your thing very well!  (Gosia, Intuitive Coach & Trainer, London)

Diploma Trainers

We have a variety of associate trainers who specialise in areas such as sports hypnosis, medical hypnosis, applied relaxation, and deliver components of the diploma training.

Donald RobertsonThe main trainer on the diploma course is Donald Robertson, the College principal and founder. Donald is well-known as a proponent of cognitive-behavioural hypnotherapy through his talks and writings. He is also a published authority on the origins of hypnotherapy and the editor of The Discovery of Hypnosis, the Complete Writings of James Braid (2009). Braid coined the term “hypnotism” and was the founder of hypnotherapy as it’s known today. Donald is also the author of the forthcoming books The Philosophy of CBT and The Practice of Cognitive-Behavioural Hypnotherapy, due for publication by Karnac in 2010. Donald is an accredited Senior Clinician Hypnotherapist (NCH) and registered psychotherapst (UKCP/EAP).

* Terms and condition apply. The advertised discount applies to payment received in full for all three stages of training before October 31st 2009. This offer applies to bookings for course dates before 31/12/2010. This offer cannot be combined with any other discount or special offer.

Online Preview of The Discovery of Hypnosis, The Complete Writings of James Braid, The Father of Hypnotherapy (2009)

The Discovery of Hypnosis on Google Books

The Discovery of Hypnosis:
The Complete Writings of James Braid, the Father of Hypnotherapy (2009)

Published by The National Council for Hypnotherapy (NCH)
Edited with commentary by Donald Robertson
Foreword by Dr. Michael Heap

You can now browse a free online copy (limited preview) of the complete writings of James Braid with Google Books.  James Braid coined the term “hypnotism” in 1841 and was, essentially, the founder of hypnotherapy as we know it today.  See our website www.James-Braid.com for more information on Braid’s life and work.

Google Books: The Discovery of Hypnosis: The Complete Writings of James Braid

Review by Tom Butler-Bowdon, author of Fifty Self-Help Classics

Braid was the first to put hypnotherapy on a scientific, rational footing, so today’s hypnotherapists have a lot to thank him for.

A Manchester surgeon, Braid discovered hypnotism reasonably late and like most doctors of his time considered stage hypnotists charlatans. It was only his physical examination of a hypnotised subject that convinced him an actual bodily change had taken place with non-mystical causes.

The Discovery of Hypnosis puts together Braid’s key writings and provides succinct commentary and historical context. This is an exhaustive survey and the editor has obviously mastered the material, revealing an underrated figure in the history of psychology and psychotherapy.

One of Robertson’s fascinating ideas is that Braid should not be considered simply the father of hypnotherapy, but the father of psychotherapy, given his early work into what is now called cognitive behavioural therapy.

Robertson’s clear writing style and to-the-point comments enliven the historical material, and the book itself is large and well laid out. Any hypnotherapist serious about their subject should have this book in their library. It is also a intriguing read for the layman.

Tom Butler-Bowdon, author of 50 Psychology Classics: Who We Are, How We Think, What We Do; Insight and Inspiration from 50 Key Books

Hypnotherapy Practitioner Diploma (HPD) Version 2: Proposals for Improvements

Proposals for HPD Revision & Improvement

Reproduced from the NCH publication The Hypnotherapy Journal, Issue 3 Vol. 9, Autumn 2009

Donald Robertson & John Harrington

 

In accord with NCFE’s guidance, now that it’s been in use for several years, NCH have been reviewing the existing Hypnotherapy Practitioner Diploma (HPD) award in an attempt to make necessary updates and improvements.  We have already developed a draft document which clearly shows how the existing HPD learning outcomes might be merged into a smaller set of more generic outcomes.  NCFE have changed their standard format for the specification of learning outcomes since the original HPD was designed and they have advised us that a qualification of this kind would typically be comprised of 20-30 outcomes, whereas the existing HPD has about 86 individual outcomes.  Some of the Version 1 HPD outcomes were quite “high-level” and generic, whereas others become much more concrete and specific.  This created some inconsistency in the award which seemed to complicate the assessment process, e.g., one learning outcome seems to be trying to cover the whole history of hypnosis theory, and could be evidenced by a long essay-type answer.

 

3.3 How the models and concepts in your area of practice have evolved and developed, how these tend to change with time and the similarities and differences between different versions.

 

Whereas others focus down upon very specific areas of practical concern which require a small amount of very specific evidence, e.g.,

 

15.4      When to touch the client and when not

 

For the sake of consistency, we’ve tried to subsume more specific issues under a simpler set of broader headings and set the learning outcomes at similar levels of abstraction.  We’ve also tried to minimise jargon, and to substitute theoretically-biased terminology with more generic language.  The “range” (explanation) of each outcome can then be used to provide further specification where needed.  Organising the HPD in a more structured way makes it much easier to read the document and work with the outcomes.  We can now outline the learning outcomes more simply in a single-page document, which provides a clear outline of what must be covered on an HPD training.

            There were also some typographical errors and minor corrections made, and some proposals for additional outcomes which seem to have been missing from the original HPD.  Version 2 of the HPD will be quality-assured by NCFE as meeting the same standard of competence, but easier to read and implement and hopefully as generic and “streamlined” as possible, to make it easier for different training schools to implement.  (To be clear, the number of outcomes has no bearing on the volume or level of work required for the award, which will remain the same.)  Below is the current draft, which is very much under discussion, and has been developed with advice from NCFE on the wording, etc.  The whole award pack provided for students and trainers will be much more comprehensive, hopefully, this is just the list of learning outcomes. 

            We are publishing these proposals at an early stage for the sake of transparency and to encourage NCH members to consider them and comment, especially trainers, who may have to implement them in relation to their existing courses.  We promise to acknowledge any feedback received and will be happy to discuss any comments or suggestions.  This is not a “final draft” until we’re satisfied everyone has had a reasonable and bona fide chance to comment.  According to NCFE, the original HPD was not formally mapped against the National Occupational Standards for Hypnotherapy published by Skills for Health, although it was very closely based upon them.  However, the Version 2 will be systematically mapped against the NOS, we hope, in a manner approved by NCFE.  There is some indication that the National Occupational Standards for Hypnotherapy will be revised themselves next year, in accord with recent revisions which have made other CAM NOS more generic.  The plus sign (+) Indicates an outcome which was previously absent from the HPD, or not clearly stated, but has been proposed for inclusion in version 2.

 

UNIT 1: ASSESS & PREPARE CLIENT (INITIAL CONSULTATION)

1.         Assess the suitability of clients for treatment.  (Contra-indications, motivation, circumstances, nature of problem, etc.)

2.         Interview the client to assess their needs.

3.         Build rapport and a sound working alliance.

4.         Assess hypnotic susceptibility.

5.         Provide a rationale and explanation for hypnotherapy treatment.

 

UNIT 2: PLAN & DELIVER HYPNOTHERAPY TREATMENT

6.         Design a treatment plan and agree it with the client.

7.         Employ hypnotic inductions and related techniques.  (Deepeners, tests, emerging, etc.)

8.         Deliver hypnotherapy treatment.

9.         Teach and assign homework techniques.  (Self-hypnosis, CDs, etc.)

 

UNIT 3: EXPLAIN HYPNOTHERAPY THEORY

10.       Explain the main therapeutic approaches used in modern hypnotherapy.

11.       Evaluate the elements of psychopathology relevant to the practice of hypnotherapy.

12.       Evaluate the factors which might help or hinder the working alliance.

13.       + Explain and evaluate the nature of hypnosis.

14.       + Explain and evaluate the principles of effective hypnotic suggestion.

 

UNIT 4: EXPLAIN ETHICAL & PROFESSIONAL ISSUES

15.       Evaluate the key elements of the NCH or UKCHO codes of ethics and practice.

16.       Explain the scope and limits of your sphere of competence as a hypnotherapist.

17.       Explain the role of CPD and reflective practice in maintaining professional standards.

18.       + Evaluate the benefits of different forms of clinical supervision.

19.       Evaluate the role of confidentiality in hypnotherapy

20.       Evaluate the legal issues relating the practice of hypnotherapy.  (Criminal and civil law.)

21.       Evaluate the risks attached to hypnotherapy treatment in general and specific interventions.

22.       Evaluate common ethical dilemmas in the practice of hypnotherapy.

Hypnotic Sleep Therapy: Some Basic Instructions

Hypnotic Sleep Therapy: Some Basic Instructions

Copyright (C) Donald Robertson 2008

This is an excerpt from the Coping with Noise self-help workbook from the chapter on improving sleep…

It helps if you can try different methods that other people have found helpful and pick the one that appeals to you, or seems to work best.  Try using the techniques you’ve already learned first of all, or the methods below, if they appeal to you.  Many different relaxation techniques are known to be effective, but you have to practice most of them regularly to get the most benefit.  The most important thing, therefore, is probably that you pick a simple technique that you feel comfortable using, and are willing to use every day for a few weeks or more. 

James Braid’s Method of “Sleep at Will”

The physiologist and physician Dr. Edmund Jacobson concluded after many decades of research, conducted at leading universities in the USA, that relaxation of the facial muscles, eyes and voice were particularly conducive to sleep and relaxation.  It’s certainly true that people tend to find this kind of technique useful, and similar approaches have been used for over 150 years.  James Braid, the Scottish surgeon who invented hypnotism, wrote in 1843 of a method for inducing “sleep at will.”  Braid observed quite simply that by relaxing, focusing on the idea of falling asleep and fixing one’s attention on an unexciting image or sound, sleep tended to be induced.  He recommends a number of ways of doing this, but a modern account might read as follows, 

  1. Focus your gaze.  Stare at a point on the ceiling and keep your eyes glued to the spot.  Make them feel tired and sleepy, without straining them too much.  Close them slowly when they begin to feel tired.  This shouldn’t take more than a few minutes, if you really imagine your eyes feeling tired.  Alternatively, close your eyes and imagine you’re staring up at an image, like a star in the sky.
  2. Relax your breathing.  All the while, act relaxed, lie still, and let your breathing become shallow and steady, as relaxed as possible.  Make your body comfortable, and try to feel as pleasantly relaxed as you can throughout the whole process.
  3. Focus your mind on sleep.  All the while, keep your attention fixed upon on the idea of falling asleep.  Don’t try to force yourself to sleep, that won’t work.  There’s a knack to focusing on an idea in a relaxed, pleasant and passive way.  Forget about absolutely everything else for a while.  Have faith, believe you can do it easily and expect to drift off to sleep.
  4. Rest and repeat.  When your eyes close, continue to relax for a few more minutes.  If you’re still not falling asleep then fix your gaze again and repeat the process as many times as is necessary and you will fall asleep eventually.  It’s unusual to have to repeat it more than 3-4 times, though.

As Braid observed, this kind of technique tends to become much easier with practice, as you get the knack of doing it and your body starts to respond out of habit.  

Conscious Autosuggestion

Braid also recommends repeating a monotonous phrase, like a lullaby.  This technique was popularised in the 1920s by the French pharmacist Emile Coué, renowned as the father of modern self-help.  Coué developed a technique which he called “conscious autosuggestion.”  These are his instructions for insomniacs,

Having settled themselves comfortably in bed they will repeat (not gabble) “I am going to sleep, I am going to sleep,” in a quiet, placid, even voice, avoiding of course, the slightest mental effort to obtain the desired result.  The soporific [sleep-inducing] result of this droning repetition of the suggestion soon makes itself felt; whereas, if one actually tries to sleep, the spirit of wakefulness is kept alive by the negative idea, according to the law of converted effort.  Insomnia indeed affords a striking demonstration of the disastrous effect of the exertion of the will, the result of which is just the contrary of the one desired.  (Coué, 1923: 31-32)

Coué’s law of “converted effort” or “reversed effect” is also known as the principle of “paradoxical” effect.  It refers to the fact that in many ordinary situations, the more effort we make to do something, the more we may achieve the opposite.  One notorious example of this is sleep.  The more we try to force ourselves to fall asleep, the more we tend to become tense and alert, and to keep ourselves awake.  It’s well-known that when people who suffer from insomnia are asked to try to stay awake as long as possible, paradoxically, they tend to fall asleep more quickly.

            In the 1970s, Herbert Benson, another scientist who became a well-known authority on relaxation techniques, developed a similar method called the “Benson method” for inducing what he termed the “relaxation response.”  Benson compared many popular relaxation and meditation techniques, and found that although most worked, and produced measurable physiological signs of relaxation, there was little difference between them.  They all seemed equally effective, although some were more complicated than others, so he tried to develop a simplified approach that worked as well as the existing ones, but was much easier to learn.  Benson’s method simply requires that you sit still with your eyes closed and repeat any word or short phrase over and over for about 20 minutes.  Benson found that the most important aspect of the technique was the client’s attitude toward distraction.  People who try too hard to relax, or worry about their mind wandering, etc., tend to remain tense, but people who say “So what?”, shrug off distractions, and patiently return to the monotonous exercise, tend to relax more easily and more deeply.  Benson’s method is used both to overcome stress and to help people fall asleep.  It’s really just a modern variation of the old method introduced by Braid and popularised long ago by Coué.

The Hypnotic Symbol Suggestion Technique

The Symbol Suggestion Technique in Hypnotherapy

Copyright (c) Donald Robertson, 2008-2009

A.E. van Vogt was a popular science fiction influenced by General Semantics, who co-authored a serious textbook on clinical hypnotherapy.  This excerpt serves to illustrate the technique of symbol suggestion in circulation among hypnotherapists as far back as the New Nancy School.  This simple technique can be used in self-hypnosis training and resembles the use of techniques in other models of therapy, such as collapsed coping statements in CBT. 

Mechanics of Auto-Suggestion

(Excerpt from Cooke & van Vogt, The Hypnotism Handbook, 1956) 

In formulating suggestions for the patient to use in auto-hypnosis, the following rules apply:

1. Write it. Write the suggestion out in accordance with the laws of hetero-hypnotic therapy […]. Writing forces us to crystallize our ideas. It makes us analyse the problem that we are facing, and is an aid to clear thinking.

2. Symbolise it.  Give it a key word or idea, a code word. By definition, then, the symbol represents the entire formulation, exactly as in a trans-oceanic cable code a nonsense word may represent a complex sentence or idea. Select a simple word, preferably (but not necessarily) one that carries out the implication of the entire suggestion. For example, a therapy typed out single space and occupying a page which is designed to help a patient overcome feelings of inferiority could be symbolized with the word, “Confidence.”

3. Edit it.  Read the written suggestion to insure that it complies with the basic laws. Revise it. Reconstruct it. Expand it. Condense it. Recopy the revised version and destroy the first draft.

4. Read it aloud.  Before hypnotizing yourself, carefully read the entire suggestion to your self aloud. When in the presence of others where reading might be impossible, the suggestion can be read silently but very carefully. Reading aloud is preferable because it compels the uttering of every word. In reading silently, we are accustomed to scanning and skipping. When a suggestion has been properly edited, every word is important.

5. Hypnotise yourself.  Use the particular method that has been taught you.

6. Think the symbol. Or whisper it to yourself. […] You have given yourself the suggestion fully and forcefully as a pre-hypnotic suggestion. You have, so to speak, loaded the gun. When you think the symbol, you are merely pulling the trigger on a gun which is already loaded.  An alternate method […] is to roll the paper containing the suggestion and hold it in one hand or tape it to the hand. The presence of the paper, which has been previously read, serves as a trigger.

 

Symbol Suggestion in The New Nancy School

Charles Baudouin explained how various methods in yoga, such as repetitively chanting the Hindu sacred syllable AUM, can be seen as means of inducing a state of relaxed concentration similar to hypnosis. 

Let us return to autohypnosis, as described earlier in our own text.  Since it can be induced by immobilising the attention on a mental state, why should we not choose, for this mental state (in preference to the bead-telling or to the counting), the very idea which is to be the object of the suggestion?  There is, in fact, no reason to the contrary, provided that the idea fulfils the requisite conditions, provided that it holds the attention rather than that the attention holds it.  We must be able to think of it mechanically; ere long in spite of ourselves, as if we were obsessed by it; in the same way as that in which we listen to the sound of water running.

                A very simple means of securing this is to condense the idea which is to be the object of the suggestion, to sum it up in a brief phrase which can readily be graven on the memory, and to repeat it over and over again like a lullaby.  The state of hypnosis thereupon ensues, with the effortless contention characteristic of the condition.  We pass unawares into the preliminary stage of hypnosis.  Relaxation occurs without our noticing it; reverie is neutralised by the presence of an idea which makes around itself a mental void.  The states we have analysed above are now synthesised into a single state which shares the characters of them all; which exhibits phases recalling now one, now another; but which differs from each.  This condition is one of pre-eminent autosuggestibility.  If we graft it upon a condition of spontaneous outcropping, as upon the morning and evening states bordering upon sleep, we shall obtain maximum results.  But it may also be usefully attained during the waking hours.  This method of repeating a phrase has often been recommended by American writers. […]

                Let us add that, to prevent the mind from wandering, it may be well to repeat the phrase aloud, or at least to sketch its pronunciation with lips and tongue as we utter it mentally.  This motor accompaniment favours the acquirement of the habit we wish to form; gives it a certain solidity; and acts as a leash or leading string whereby, without effort, our thought is guided towards its object. (Baudouin, 1920: 151).

The technique also resembles, in some respects, the “Relaxation Response” method made famous by Herbert Benson in his research upon comparative relaxation and meditation techniques, and widely-employed in the field of stress management.

The National Council for Hypnotherapy (NCH)

The National Council for Hypnotherapy

The National Council for Hypnotherapy (NCH) is the largest not-for-profit hypnotherapy organisation in the UK, with almost 2,000 members at present.  It is a member of the UK Confederation of Hypnotherapy Organisations (UKCHO).  The NCH publish The Hypnotherapy Journal, edited by Rob Woodgate, one of the best and widest-circulation hypnotherapy periodicals in the country.  It holds an annual hypnotherapy conference, probably the largest in the country, and runs regular low-cost continuing professional development (CPD) workshops for its members and other hypnotherapists.  I am the current research director on the NCH committee and provide regular monthly research snippets on the main NCH website below.

www.hypnotherapists.org.uk

The NCH also have a very active “fan” page on Facebook where we post a constant stream of articles, research, video clips, etc., and where our members frequently contribute comments and chat.  Click on the link below to visit the site or become a “fan” and receive regular updates through Facebook.

The National Council for Hypnotherapy Facebook Page

National Council for Hypnotherapy

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Evidence Against the Doctrine of Symptom Substitution

Evidence Against the Doctrine of “Symptom Substitution”

One traditional criticism levelled at hypnotherapy by psychoanalytic therapists was that its benefits must be temporary unless it attempted (as in regression) to “get to the root” of the problem by analysing its remote childhood causes.  This theory was first propounded by Freud, on the basis of a tiny handful of cases, 

[Hypnosis] could be employed in certain cases only and not others; with some much could be achieved by it, and with others very little, one never knew why.  But worse than its capricious nature was the lack of permanence in the results; after a time, if one heard from the patient again, the old malady reappeared or had been replaced by another. (Freud, 1920: 157)

Indeed, Freud and his followers tended to argue that any therapy which attempted to directly remove symptoms without analysing their unconscious root cause, in the so-called “Oedipus Complex”, would lead to temporary improvement while leaving the client vulnerable to relapse and deterioration.  As all symptoms, on the original psychoanalytic model, were viewed as disguised representations of unconscious complexes, new symptoms were expected to occur which would symbolise repressed material in different ways a “return of the repressed.”

            In fact, this was merely a supposition made by Freud, an objection based on theory rather than observed facts.  However, it was not until the introduction of behaviour therapy that hypnotherapy found its first major ally in disputing this hypothesis.  However, as Marks rightly points out, it seems absurd that this presupposition is confined to psychotherapy which is symptom-focused whereas nobody seems to “fear the dragon of symptom substitution” when prescribing common psychiatric medication, such as tranquilisers (Marks, 1981, p. 237).  In cases where medication is used to remove symptoms, there is clearly no evidence of new substitute symptoms erupting from the unconscious mind in symbolic form, contrary to the prediction made by psychoanalytic theory.  Hence, in the opening salvos of the “psychotherapy wars”, Eysenck announced that contrary to the assumptions of Freud, symptom substitution was essentially a myth.

How about the return of symptoms?  I have made a thorough search of the literature dealing with behaviour therapy with this particular point in view.  Many psychoanalytically trained therapists using these methods have been specially on the outlook for the return of symptoms, or the emergence of alternative ones; yet neither they nor any of the other practitioners have found anything of this kind to happen except in the most rare and unusual cases.  […] relapses occur, as indeed one would expect in terms of learning theory under certain circumstances, but they quickly yield to repeat treatment. […] Nor would it be true that alternative symptoms emerge; quite the contrary happens.  The disappearance of the very annoying symptom promotes peace in the home, allays anxieties, and leads to an all-round improvement in character and behaviour. […] Once the symptom is removed, the patient is cured; when there are multiple symptoms, as there usually are, removal of one symptom facilitates removal of the others, and removal of all the symptoms completes the cure.  (Eysenck, 1960: 12-13)

Even when psychoanalysts turned to the empirical evaluation of this theory, their own results were negative,

Mowrer, having accepted, as we have seen, Freud’s conclusion with regard to the meaning and function of symptoms, was considerably embarrassed by his own empirical finding that “symptomatic” treatment of enuresis was not only 100 percent successful with regard to the symptoms, but was not followed by symptom substitution in a single case!  (Yates, 1958, in Eysenck, 1960: 22)

Likewise, when Azrin and Nunn carried out direct habit reversal treatment with over 300 subjects, they reported remarkable success in breaking habits such as nail-biting, hair-pulling, stammering and tics, of the kind traditionally treated by Freudian psychoanalysis.  However, despite changing the habit symptoms directly, without attempting to interpret their “unconscious root”, they found no evidence whatsoever of symptom substitution (1977: 32).  Freud himself forwarded no evidence whatsoever for this theory other than anecdotes based on his own limited clinical experience with a small sample of clients.  It is inconsistent with the clinical experience of most modern therapists.  However, it has seeped into popular culture and you will find many clients who have internalised this view in the form of a superstition or a “myth” about therapy.

            Behaviour therapists passionately argued that symptom substitution was a superstition and only likely to occur if the client had been led to expect it to happen.  Of course, in some cases clients may solve one problem while neglecting another, but it is rare that this would lead to new symptoms.  Lazarus carried out a detailed follow-up study of 112 clients who were treated by him using behaviour therapy.  He could find indications of symptom substitution in only five or six cases (5%) and even these were classed as “tenuous.”  Similarly, Kroger & Fezler confidently assert that there is “no evidence” that psychodynamic symptom substitution exists (1976: 79).  Even Weitzman, a psychoanalytic therapist, in an article openly critical of behaviour therapy, accepts,

It has been pointed out, from both camps, that analytic theory requires that symptom substitution or recurrence must attend a symptomatic treatment which, by definition, does not affect the dynamic sources of the symptoms.  The evidence is rather impressive that neither substitution nor recurrence typically follows treatment by systematic desensitization.  When occasional recurrences are reported, they are described as being of low intensity and, apparently, never catastrophic. (Weitzman, 1967: 301)

Drawing on evidence from reviews by behavioural researchers including Bandura, Lazarus, Paul and Wolpe, Rimm & Masters conclude,

Reviews of empirical findings (including case histories and controlled experiments) indicate that the evidence is overwhelmingly against symptom substitution. (Rimm & Masters, 1974, p. 10)

Evidence from behaviour therapy unequivocally demonstrated that this psychoanalytic theory was false, and that people did improve as a result of direct symptom removal, without analysis of their past.  Indeed, the results of behaviour therapy were often much quicker and more reliable than anything that could be hoped for from psychoanalytic approaches.  As one behavioural hypnotherapist, explains, 

Once these changes start to occur, they will become self-perpetuating.  You will realise you can cope with what once seemed formidable problems, and so you will approach other situations with far greater expectations of success.  The therapeutic effects of hypnosis and self-hypnosis are undoubtedly ongoing and permanent.  (Jackson, 1990: 30)

Indeed, as Freud himself had originally stated (1895), when any symptom is removed clients will generally develop more ego-strength, growing in confidence in a way that tends to make them improve across the board in other areas of their life.  For example, when people successfully quit smoking, it is rare (though not impossible) for them to substitute some other negative behaviour.  Most people feel more empowered and tend to improve in other areas of their life as well, creating a kind of positive “domino effect.”

            The notion of “symptom substitution” is a particularly insidious one as it discourages clients from making practical changes that are well within their sphere of control.  This is most notable in depressed clients who typically suffer from a lack of initiative and motivation and are further de-motivated by the excuse that the myth of symptom substation offers.  They may complain that there is “no point” fixing one problem until they have solved their “underlying” character problem.  In most cases, this is not a realistic goal, however, and it is many small changes which improve the quality of life for most people.  Notably, psychoanalysis has been blamed for worsening the condition of some depressed clients.  Likewise, after reviewing relevant outcome data from a wide range of independent studies, Bandura was tempted to speculate that the predictions of “dire consequences” resulting from symptom substitution were little more than scare-mongering by psychoanalytic therapists, attempting to stifle innovations in symptom-focused treatment (Bandura, 1969, p. 48).

            The distorted “grain of truth” in the theory of symptom substitution, as Eysenck (1960: 13) notes, is that where the client suffers from an (autonomic) emotional reaction and their (psychomotor) behaviour is reconditioned without addressing their underlying mood, they may relapse or seek another behaviour to alleviate their inner distress.  For example, someone who bites their nails to cope with stress may relapse or begin grinding their teeth instead if this habit is suppressed directly, unless they are also alleviated of the emotional arousal associated with stress, e.g., by desensitisation therapy. 

Thus, there is no axiom of behaviourism which precludes the substitution of one maladaptive behaviour for another.  But from a practical point of view, it is a phenomenon only rarely observed. (Rimm & Masters, 1974, p. 10)

This is a far cry, moreover, from the Freudian notion of “symptom substitution” due to unconscious dynamics, and only a seriously incompetent therapist would attempt to remove a self-comforting habit without also addressing the associated emotions.  It isn’t a question of removing the symptom and its cause, but rather one of removing all of the symptoms from a mutually inter-dependant and self-maintaining cluster.

Strategies and Applications of Cognitive-Behavioural Hypnotherapy

Strategies & Applications of CBH

What is Cognitive-Behavioural Hypnotherapy?

Cognitive-behavioural hypnotherapy (CBH) is a core modality of modern hypnotherapy and hypno-psychotherapy.  It is a branch of hypnotherapy, not a branch of cognitive-behavioural therapy (CBT).  It combines traditional concepts and techniques from Victorian hypnosis, of a cognitive or behavioural nature, with modern cognitive-behavioural theories of hypnosis, and certain elements of CBT.  Cognitive and behavioural techniques have always been implicit in hypnotherapy since the original writings of Braid and Bernheim in the Victorian era.  However, modern cognitive-behavioural hypnotherapy became more explicitly formulated in a number of research articles and books published the 1980s.

            Cognitive-behavioural therapy (CBT) evolved primarily out of Joseph Wolpe’s behaviour therapy, introduced in the 1950s, which it gradually combined with elements of Aaron Beck’s Cognitive Therapy (CT), Albert Ellis’ Rational-Emotive Behaviour Therapy (REBT), and a number of other influences from the “cognitive” approaches to psychotherapy which appeared in the 1950s and 1960s.

            Hypno-CBT® (HCBT) is a proprietary model of cognitive-behavioural hypnotherapy, developed by Donald Robertson.  It integrates elements of CBT with hypnotherapy in the same way that hypno-analysis traditionally combines elements of psychoanalysis with hypnotherapy. 

Cognitive Mediation

The cognitive therapies are so-called because they share an emphasis upon the role of cognition in psychopathology and in psychotherapy.  The word “cognition” comes from the Latin cognitus meaning “to know.”  Cognitions are thoughts, spoken or otherwise, which express a statement of belief.  For instance, the thought “The cat is on the mat”, is a cognition; the thought “Ouch!” is not.  Cognitions, crucially, can be true or false and are therefore susceptible to rational and evidence-based disputation.  Cognitions, of course, can be helpful or harmful, rational or irrational, good or bad, healthy or unhealthy, negative or positive, etc.

            Emphasis upon the way that our beliefs shape our experiences is central to all forms of cognitive therapy.  In their Handbook of Cognitive Behavioural Therapy, Dobson and Dozois offer a formal definition of CBT in terms of the following characteristic, shared assumptions,

  1. Cognitive activity affects behaviour.
  2. Cognitive activity may be monitored and altered.
  3. Desired behaviour change may be affected through cognitive change.  (Dobson & Dozois, in Dobson, 2001: 4)

They add, in elaboration,

A number of current approaches to therapy fall within the scope of cognitive-behavioural therapy as it is defined above.  These approaches all share a theoretical perspective assuming that internal covert processes called “thinking” or “cognition” occur, and that cognitive events may mediate behaviour change.  (Ibid.: 6)

It should be noted that this definition is broad enough in scope to encompass many traditional forms of hypnotherapy.  

Hypnotherapy as Cognitive-Behavioural Therapy

Even James Braid’s later “ideo-dynamic” model of hypnotherapy, from the mid-Victorian era, could be interpreted as cognitive-behavioural in this sense.  Braid believed that negative “fixed ideas” were responsible for many problems.  He introduced the technique of using hypnosis to “break down the pre-existing, involuntary fixed, dominant idea in the patient’s mind, and its consequences.” (James Braid, Hypnotic Therapeutics, 1853).  This was done by replacing negative fixed ideas with positive, therapeutic suggestions.

            The Nancy School of Liébault and Bernheim, the most influential school of Victorian psychotherapy, developed this notion even further.  Bernheim argued that most psychopathology was due to negative autosuggestion and could be rectified either by rational persuasion, aimed at disputing these fixed ideas, or by direct positive suggestions of a counter-acting nature.  In the 1920s, Coué made this very explicit in his system of self-help through “conscious autosuggestion”,

From our birth to our death we are all the slaves of suggestion.  Our destinies are decided by suggestion.  It is an all-powerful tyrant of which, unless we take heed, we are the blind instruments.  Now, it is in our power to turn the tables and to discipline suggestion, and direct it in the way we ourselves wish; then it becomes auto-suggestion: we have taken the reigns into our own hands, and we have become masters of the most marvellous instrument conceivable.  (Emile Coué, My Method, 1923: 6)

More recently, in the 1980s, Daniel Araoz introduced the term “negative self-hypnosis” to describe the role of harmful suggestions in psychopathology.  The notion of negative autosuggestion or self-hypnosis in traditional hypnotherapy clearly pre-empts the parallel concept of “negative automatic thoughts” in modern cognitive-behavioural therapy. 

            Moreover, hypnotherapy since the time of Braid has also evoked physical responses such as aversion and relaxation to directly counter-act states such as craving or anxiety with which they are mutually exclusive.  This fundamentally pre-empts the concept of “reciprocal inhibition” which forms the basis of modern behaviour therapy as introduced by Wolpe in the late 1950s. 

The Cognitive-Behavioural Theory of Hypnosis

The central theoretical debate in the history of hypnotism is known as the “state versus nonstate” argument.  Proponents of the nonstate position have tended to argue that rather than requiring a special theory which posits a unique, altered state of consciousness or “trance” state, hypnosis can be better explained by established psychological theories which draw upon familiar concepts.  Because they tend to explain hypnosis in terms of cognitive, behavioural, and social psychology, the theories of influential hypnotic researchers like Sarbin, Barber, Kirsch, et al., are termed “cognitive-behavioural” or “sociocognitive.” 

            Since the 1960s, cognitive-behavioural theories of hypnosis have tended to dominate, and state theories have been revised to the extent that they are now virtually assimilated within the nonstate models.  For instance, the idea of a special altered state of consciousness or “trance” has been reduced largely to the theory that some hypnotic subjects respond to suggestion partly because of increased absorption in their imagination.  This is “trance” in such a watered-down and “naturalistic” sense that it is easily accepted by the cognitive-behavioural theorists as part of ordinary psychological functioning.

            Although the cognitive-behavioural theory of hypnosis and cognitive-behavioural therapy are two fundamentally different things, it is important to see the connection between them.  Both share a similar terminology and set of concepts.  However, cognitive-behavioural theories of hypnosis have been discussed in the research literature for many decades prior to the development of modern cognitive or behavioural therapy.

Hypnotic Skills Training

Many hypnotherapists dismiss the state versus nonstate as irrelevant to practice.  This is wrong, and betrays a basic misunderstanding of the issues at stake.  In fact, the cognitive-behavioural theory of hypnosis has led to the gradual development, mainly in the 1980s, of hypnotic skills training programmes designed to increase the hypnotic responsiveness of subjects as measured by validated psychometric scales.  One of the earliest expressions of the social psychology position is found in the personality psychologist Robert White’s ‘A preface to the theory of hypnotism’ published in 1941.  White writes,

Hypnotic behaviour is meaningful, goal-directed striving, its most general goal being to behave like a hypnotised person as this is continuously defined by the operator and understood by the client.  (White, 1941)

In other words, the hypnotic subject is not a passive recipient of hypnosis but has a specific role to fulfil, which they may do well or badly.  As White puts it, good hypnotic subjects generally make substantial “spontaneous additions” to the hypnotic process by the way they behave, the things they tell themselves, and what they imagine, as the hypnotists speaks to them.  In reality, there are two hypnotic processes occurring in parallel, the suggestions coming from the hypnotist (hetero-hypnosis) and the internal dialogue and stream of consciousness of the subject (self-hypnosis).  The role of the subject is to develop an internal state that complements the suggestions of the hypnotists, but this state will vary depending upon the goals of suggestions and is mediated by a range of different “subjective strategies.”  Skills training can help the subject both to understand and fulfil this role.

            It is now firmly established, that special programmes of cognitive-behavioural skills training can successful enhance hypnotic responses.  The most important approach is known as the Carleton Skills Training Programme (CSTP) and its effects have been independently confirmed by many different psychology departments at leading universities. 

Cognitive Disputation & Restructuring

Contrary to popular misconception, psychotherapists have made use of “rational” methods of therapeutic “persuasion” and “Socratic” disputation, since the late Victorian era.  For instance, the Swiss psychotherapist Paul DuBois (1848-1918) was world-renowned for his persuasive psychotherapeutics, which attempted to identify harmful patterns of thinking and correct them.  DuBois’ school of psychotherapy, which rivalled that of Freudian psychoanalysis, had considerable influence upon early 20th century hypnotherapy.

            Modern cognitive therapy, following Ellis and Beck, focuses upon the use of structured techniques to identify negative cognitions and systematically dispute them.  This process is known as “cognitive restructuring.”  A variety of techniques, such as self-monitoring of thoughts, are used to help identify negative cognitions.  Most simply, a client is often asked “What were you telling yourself when you experienced those negative feelings?” 

            CBT has specifically catalogued common “thinking errors” or “cognitive distortions” which are used to help clients identify flaws in their thinking patterns.  These range from “over-generalisation” to “jumping to conclusions”, etc.  Therapists also help clients to challenge their negative beliefs by asking “Socratic questions”, designed to help the client re-evaluate things.  There are many examples, the simplest and most common being “What evidence do you have for that belief?”

            These specific techniques are central to CBT, though perhaps not essential.  They are also important to cognitive-behavioural hypnotherapy.  However, hypnotherapy session time is limited and rational disputation is not particularly well-suited to being done in hypnosis itself.  Hence, direct verbal disputation is often more abbreviated in cognitive-behavioural hypnotherapy and may take place at the start of the session.  However, modern cognitive therapy, especially the work of Aaron Beck’s daughter Judith, also makes considerable use of special mental imagery techniques, designed to encourage cognitive restructuring, which are particularly well-suited to use in hypnosis.

Self-Efficacy Beliefs (Bandura)

In the 1970s, Albert Bandura introduced the influential theory that therapeutic outcomes are primarily determined by client’s “self-efficacy” beliefs, their belief in their own ability to control their environment, similar to the older behavioural notion of a “sense of mastery.”

            To some extent, the role of cognition in mediating responses, especially in relation to anxiety disorders, may be simplified as being the result of relevant self-efficacy beliefs.  Fundamentally, if a client believes that they can cope successfully with the situation that they face they are unlikely to continue to feel anxious.  Many problems can be helped by focusing on the use of autosuggestions based upon this theme, i.e., “I can do it”, “I can deal with this”, etc.  As the Roman poet Virgil famously wrote, “They can because they believe they can.”

            The generic value of suggestions of self-efficacy recalls the method of “ego-strengthening” popular in traditional hypnotherapy.  Earlier, in 1960, the medical hypnotist John Hartland had published an influential article claiming that by ego-strengthening suggestions alone he was able to help 70% of his clients recover from a wide range of different problems.  Ego-strengthening and self-efficacy suggestions may therefore be seen as playing a central part in most cognitive-behavioural hypnotherapy.

Ellis’ ABC Model (REBT)

Albert Ellis developed a simplified description of the cognitive mediation model which is popular in modern CBT, mainly because it is meant to be easy to explain to clients.  Ellis has produced more complex versions, however, his basic ABC model is as follows,

A: Activating Event

E.g., someone shouts at me at work.

Some situation or event triggers a reaction in the client.

B: Beliefs (Rational or Irrational)

E.g., “They think I’m a complete nobody.”

The client’s beliefs combine with the activating event to create their experience, transforming the meaning of things.

C: Consequences (Emotional, behavioural, cognitive and physiological)

E.g., feelings of rage and depression.

The combination of events and the client’s beliefs about them brings about an emotional response, and also changes in behaviour, cognition and physiological reaction.

As Ellis puts it, most clients feel as though events cause their suffering (as if “A causes C”).  The primary task of the therapist is to help the client to perceive how their own thinking intervenes to influence their reactions (thus “A plus B causes C”).  This can be seen as basically a modified version of the behavioural “stimulus-response” model, which introduces the intervening variable of cognition, i.e., stimulus-cognition-response.

            The Hypno-CBT® model rejects the causal assumptions implicit in Ellis’ ABC model but does accept that it can serve as a simplified explanation for clients.  For instance, it might be argued that in many instances cognitions constitute part of the emotional responses in question rather than causing them to happen.  The practical implications of this distinction are beyond the scope of this article, however.

Hypnotic Desensitisation

Wolpe’s technique of systematic desensitisation was the central method of behaviour therapy.  More research has been conducted on systematic desensitisation than any other psychotherapy method and it has consistently been supported as one of the most efficacious therapies for phobias, and a range of other anxiety-related disorders.

            However, many hypnotherapists may be unaware that Wolpe and his colleagues originally referred to “hypnotic desensitisation” in the 1950s because their method used Lewis Wolberg’s well-known arm-levitation induction as a means of relaxing the client.  Wolpe himself gradually abandoned the use of hypnotic inductions but many other researchers continued to modify his approach and incorporate changes such as self-talk and mental imagery which are even more compatible with traditional hypnotherapy.  Other researchers, such as Rubin, therefore found that a more sophisticated combination of systematic desensitisation and hypnotherapy could produce even more rapid and effective improvements than the orthodox behaviour therapy approach advocated by Wolpe.

Multimodal Therapy (ABC)

Arnold Lazarus, Wolpe’s research assistant, broke away from orthodox behaviour therapy in the 1960s and began to develop what has now been termed Multimodal Therapy (MMT).  Lazarus helped pave the way for modern CBT by integrating elements of Ellis’ rational therapy with Wolpe’s approach and incorporating more elements of hypnosis and mental imagery.  Lazarus based his approach on a philosophy of “technical eclecticism” which held that techniques should be chosen primarily on the basis of research evidence supporting their efficacy, rather than on the basis of theoretical assumptions.

            We have modified Lazarus’ multimodal approach to form the basis of our own three-dimensional (ABC) model of cognitive-behavioural hypnotherapy.  Clients are assessed in terms of three primary dimensions which are addressed in treatment.  This model can be easily adapted to a wide range of situations.  Most notably, the combination of this multi-modal approach and hypnotic desensitisation leads to a form of mental rehearsal (or “imaginal exposure”) treatment which combines elements of hypnotherapy, behaviour therapy, and cognitive restructuring as follows,

A: Affect

Client’s physical and emotional responses to a problem.

E.g., anxiety which may be addressed by rehearsing physical relaxation and emotional calm during hypnotic desensitisation.

B: Behaviour

Client’s body language, speech and behaviour associated with the problem.

E.g., avoidance or aggression, addressed by rehearsing positive and assertive behaviour during hypnotic visualisation of coping skills.

C: Cognition

Client’s pattern of thinking and beliefs linked to the problem.

E.g., negative self-talk, cognitive distortions, false assumptions, etc., addressed by rehearsing positive autosuggestions during hypnosis.

Different presenting problems naturally require that different emphasis is given to each dimension, or that they are tackled in a different sequence.  However, this generic framework provides a model for treating any problem using any intervention in cognitive-behavioural hypnotherapy. 

Cognitive Mood Induction

One of the simplest techniques of cognitive-behavioural hypnotherapy helps to illustrate its basic concepts very well.  The technique of “mood induction” asks the client to deliberately experiment with negative and positive cognitions to experience their effect upon mood.  For example, once a negative autosuggestion has been identified such as “Nobody will ever love me”, the client is asked to close their eyes and try repeating this a few times while imagining that they believe it 100%, at an emotional level.  This is always followed by positive mood induction, where the client is asked to do the same with a positive autosuggestion chosen by them to counteract the effect, e.g., “I love myself for who I am, whatever others think.”

            This can be used during the preparation of the client for formal hypnotherapy work or self-hypnosis training.  It should form the basis for discussion of how suggestions work, and the specific autosuggestions which help or harm the client most.

            This is similar to Ellis’ main visual imagery technique from REBT, known as “rational-emotive imagery” (REI).  Many variations of REI exist, but it is common for a client to be asked to close their eyes, picture themselves in a situation (Activating Event) and make themselves feel their negative response (Consequence) in order to identify the internal cues (irrational Beliefs) which cause the problem.  After discussing this with the therapist, the client is then asked to practice changing the negative response into a positive one, and afterwards to discuss with the therapist what things (e.g., rational Beliefs) helped them to achieve this improvement.  This is a tremendous aid in identifying suggestions and images which can be used more systematically in hypnotherapy or structured self-hypnosis.

            Insofar as these approaches involve repeatedly evoking negative responses they resemble the method of “negative practice” developed in the 1930s by the psychologist Knight Dunlap.  Variations of Dunlap’s method constitute part of the armamentarium of CBH.  Likewise, similar techniques can be used to raise self-awareness in a way that resembles the awareness experiments of Gestalt psychotherapy or the techniques of modern Mindfulness-based CBT, both of which are influences on our Hypno-CBT® approach.

Concluding Remarks

This brief overview of cognitive-behavioural hypnotherapy has attempted to introduce the reader to its historical rationale and relationship with CBT, and to illustrate some characteristic therapy techniques.  I strongly recommend the reader to explore the subject in more detail by reference to the discussions of cognitive-behavioural hypnotherapy found in modern research journals and in such introductory textbooks as Golden, Dowd & Friedberg’s Hypnotherapy: A Modern Approach (1987).

Cognitive-Behavioural Hypnotherapy for Anxiety and Phobia (Morton Rubin)

Cognitive-Behavioural Hypnotherapy:
Rubin’s Hypnotic Reciprocal Inhibition

Copyright (c) Donald Robertson 2007-2009

Joseph Wolpe developed the first major behaviour therapy approach, systematic desensitisation, in the 1950s.  Wolpe employed a hypnotic induction (arm levitation) with many clients and originally referred to his approach as “hypnotic desensitisation”, a term borrowed from the hypnotist Lewis Wolberg’s Medical Hypnosis (1948).  Subsequent behaviour therapists and hypnotists who combined hypnotic suggestion with techniques like systematic desensitisation inevitably embraced a more “cognitive” approach insofar as verbal suggestions of improvement, etc., entailed changes to client’s attitudes and beliefs.

In 1972, for example, the behaviour therapist Morton Rubin published an article entitled “Verbally Suggested Responses for Reciprocal Inhibition of Anxiety” (q.v., Dengrove, 1976).  Rubin proposed an alternative to systematic desensitisation which employed hypnosis and a variety of direct suggestions instead of muscle relaxation.  Wolpe had previously considered the use of hypnotic suggestions for relaxation and concluded this was no more effective than other techniques of muscle relaxation.  He had also rejected the crude technique of direct post-hypnotic suggestions that the anxiety was gone. 

            However, Rubin proposed a more sophisticated use of hypnosis in which direct suggestion was used to control exposure to the anxiety stimulus in hypnotic visualisation in a number of different ways.  In particular, hypnotic suggestions were designed specifically to evoke reciprocal inhibition.  He makes no mention of Wolberg but his technique is obviously even more like Wolberg’s original “hypnotic desensitisation” than conventional systematic desensitisation.  Moreover, Wolpe himself endorsed Rubin’s technique which he describes as follows, 

This technique brings the hypnotists repertoire to the service of behaviour therapy.  Instead of the classical ineffective practice of suggesting away symptoms or reactions, it brings suggested responses into opposition with anxiety responses.  (Wolpe, 1990: 201)

In other words, Wolpe criticises traditional hypnosis for attempting to cure anxiety by means of direct post-hypnotic suggestions such as “You will no longer be afraid of cats”, but endorses the use of behavioural hypnotherapy which asks clients to visualise themselves in the presence of cats while giving suggestions of relaxation, etc.  It seems likely that he underestimates the extent to which this practice was already found within the field of hypnotherapy though.

            Wolpe states that he used hypnotic suggestion for reciprocal inhibition himself in a few cases and proceeds to supply a case study in which behavioural hypnotherapy for fear of flying resulted in a “miracle cure” after just one session (Wolpe, 1990: 202).  Wolpe’s approach involved encouraging the client to focus on the pleasant aspects of flying and to practice this imagery at home.  This way of combining hypnosis with behaviour therapy also resembles Lazarus’ use of emotive imagery in some respects. 

Evidence for Hypnotic Reciprocal Inhibition

Rubin claims that his method proved “unusually effective” compared to traditional SD.  After developing the technique over five years, he cited records of his clinical outcomes with forty psychiatric patients based on follow-up assessments.  Based this retrospective analysis of his case studies, Rubin reported average treatment duration of only 7.5 sessions.  However, some clients were complex and severe psychiatric cases who required longer-duration therapy, the most common length of treatment, among more typical clients, was only four sessions.  

            Conditions treated by Rubin, just as in Wolpe’s practice, were mainly simple phobias, social phobia, and sexual dysfunction.  In total, 95% of his patients exhibited some improvement, with 77% exhibiting “marked” or “complete” improvement – the usual criterion of “success.”  This is a similar outcome rate to that reported by Lazarus and Wolpe’s other colleagues using SD.  The crucial difference was that it was achieved in less than half the number of sessions required even for most abbreviated versions of conventional SD.  

Rubin’s Hypnotic Suggestion Method

Rubin’s abstract summarises the technique as follows, 

A new and rapid technique for effecting change on the reciprocal inhibition principle is described.  The patient after a detailed explanation of the learned character of his unadaptive anxiety habit, is forcefully told that through being juxtaposed with a different response, the stimuli concerned will come to evoke the latter in place of the anxiety.  The counter-anxiety response is then induced in the patient by direct suggestion.  Next, anxiety-evoking stimuli are presented in imagination while the counter-anxiety response is verbally sustained.  The anxiety-evoking stimuli are not presented in hierarchical order, but a weaker scene will be used if the chosen one is found to evoke more anxiety than the suggested response can inhibit.  The manner of introducing scenes departs from [Wolpe’s] standard practice in that the patient is told not to imagine the scene while it is being described, but only at the presentation of a signal to be given shortly thereafter.  (Rubin, in Dengrove, 1976: 208)

Rubin’s technique was much bolder and more directive than Wolpe’s, beginning with simple explanation of the nature of the problem and mechanism of cure.  He also provided a firm assurance from the therapist that the treatment should work. 

            It should be clarified that Rubin’s method clearly does not depend solely upon reciprocal inhibition, and probably resembles exposure therapy more than traditional SD.  He writes himself,

If we isolate the factors involved in the technique, we find it includes relaxation, manipulation of imagery, role enactment, directly suggested changes in affect, and changes in attention or inattention.  (Rubin, in Dengrove, 1976: 215)

The enthusiastic encouragement of the therapist is also clearly meant as a form of shaping by positive reinforcement.  Indeed, the stages in Rubin’s method can easily be identified and reconstructed as follows, using the terminology of modern CBT, 

Reciprocal Inhibition by Direct (Hypnotic) Suggestion

  1. Identify Target.  No hierarchy is constructed.  Exposure begins with the most feared aspect of the problem, if possible.
  2. Stimulus-Response Analysis.  A detailed “behavioural analysis” is carried out to identify the various anxiety responses and external and internal cues in the scene.  This is used to design the suggestions and imagery employed.
  3. Identify Adaptive Behaviour.  An equally detailed account of alternate, adaptive responses is established; it is emphasised that these responses will inhibit the anxiety.  (Rubin actually drew detailed diagrams to illustrate the conclusions of both steps to the client.)
  4. Role-Enactment.  Having defined the adaptive role in detail, Rubin directly instructs the client to imagine things “in the manner of a calm, relaxed person.”
  5. Identify Positive Reinforcement.  Possible pleasant aspects of the phobic scenes are identified in detail, presumably for both reciprocal inhibition and positive reinforcement.
  6. Induce Hypnotic Relaxation.  The subject is hypnotised and asked to relax as deeply as possible.
  7. Preparatory Instructions.  While in hypnosis, the subject is told in advance what to expect.  The imagery they are about to employ is described before they proceed.  Rubin believed that doing this helped to further reduce their anxiety.
  8. Imaginal Exposure.  The client is told to begin picturing the scene on the count of three and to raise their finger when they are satisfied they have the image in mind.
  9. Reciprocal Inhibition.  The feared situation is visualised while direct verbal suggestions are given to the client that they will continue to feel increasingly relaxed in the scene. 
  10. Coping Imagery.  At the same time, direct suggestions are given that the client can imagine responding in adaptive ways to the scene, i.e., exhibiting coping behaviour and become more focused upon the positive and pleasurable aspects of doing so.
  11. Positive Reinforcement.  When the client has finished picturing the scene, they lower their finger as a signal.  The therapist then enthusiastically congratulates the client on managing to picture the scene while remaining calm, in order to positively reinforce his achievement.
  12. Repeat Graded Exposure.  Where the client successfully remains relaxed the process can be repeated for more challenging scenes.
  13. Homework Assignment.  Before emerging from hypnosis the client is given instructions to repeatedly rehearse the situation in the same way, using self-hypnosis, between sessions.

Rubin describes the “central therapeutic procedure”, following the hypnotic induction, as follows,

He is told that he will be expected to imagine a scene incorporating a stated anxiety-provoking stimulus at the count of three.  Thereupon, the previously identified counter-anxiety responses are very strongly suggested, usually together with further suggestions of calm and relaxation. […]

                Having ascertained that the patient comprehends what is required, the count of three is given to signal the start of visualisation.  The patient is directed to indicate by a finger signal when visualisation takes place.  Then suggestions are continued that he feel relaxed and respond in pleasurable ways to the scene.  If the patient visualises the scene without anxiety, he is rewarded by the enthusiastic approval of the therapist.  Before being brought out of the hypnotic state he is told to practice the scenes at home, relaxing and eliciting the alternative mode of responding now available to him.  If anxiety, should ever develop, either during a practice session or during a real life exposure to a stimulus to neurotic anxiety, he is to make every effort to evoke the alternative responses.  (Rubin, in Dengrove, 1976: 210-211)

The description of the scene must emphasise direct suggestions for emotional calm, adaptive role enactment behaviour, physiological relaxation, and direction of attention to the more positive and pleasant parts of the scene and away from the negative aspects.  Notice that these are virtually identical to the processes employed by Wolberg over two decades earlier, although Rubin does describe the protocol for the technique in much more detail.

            Rubin provides the case study of a woman who developed anxiety and neck pains when sitting down to apply make-up or eating a meal.  His report contains an actual transcript of the third treatment session, in which he begins by summarising the client’s problem in behavioural terms and reassuring her that the anxiety is basically a learned habit response.  Rubin continues, 

Your problem will be solved when you are able to relax, to feel calm and unafraid even when you are sitting down with discomfort in the back of your head or neck, doing such things as applying cosmetics.  And so we will rehearse these activities in the manner of a calm, relaxed person.  When you are able to rehearse and experience these events in this manner, which I will describe to you, you will find that these responses transfer to the real life situation.  I want you to understand and accept this completely with no doubt in your mind whatever.

                Now I am going to describe a series of scenes to you.  Please listen carefully while I describe a scene, but do not attempt to visualise it until I have given you the signal by counting to three.  Then visualise the scene as I have described it.  Indicate that visualisation is taking place by raising your index finder and drop it only when the visualisation has ended.  It is important that you visualise each scene exactly as I describe it, but free of any fear or anxiety and in a calm, relaxed state.

                First I would like you to visualise that you are sitting down to eat in your own kitchen.  You have prepared a delicious-looking filet mignon and you are quite hungry.  As you sit eating the meat, you feel quite comfortable and relaxed, and it is such a wonderful feeling to enjoy the food and feel relaxed.  You are really not worried or concerned.  You do have a feeling of some pain and discomfort at the back of your head and neck, but in spite of this you feel good.  It is such a wonderful feeling to sit there feeling relaxed and enjoying the food.  When I count to three, you may begin to visualise the scene and indicate this to me by raising the index finger of your left hand and keep it elevated until visualisation is completed…  One, two, three.  (Rubin, in Dengrove, 1976: 213-214)

Rubin continues to add suggestions while the client is picturing the scene, providing more detail and instruction on remaining calm and relaxed.  Other, related scenes are gradually added to extend the range of anxiety stimuli which can be coped with.  After four sessions, this lady, who had suffered from acute anxiety accompanied by depression for the preceding two years, had improved sufficiently to resume work.  A follow-up at nine months confirmed the lasting success of the treatment.